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State SEC Websites

On this page you’ll find the state by state links to the websites of each of the 50 states in the U.S. regarding securities regulation. As you’ll find… some websites are clearer and easier to understand than others… so use them as a reference… then seek legal advice in your area on the specific guidelines and regulations you’ll have to follow in your state for your specific business.

Here is the federal SEC website which has a lot of information… but truly… save your time (and save a headache too)… and talk to an SEC attorney in your area about your SPECIFIC business. It’s the quickest… and in the long run the cheapest route to go. Don’t go it alone… and don’t rely on the PMBP course as legal advice… it’s not.

UNITED STATES      

Alabama

Illinois

Montana

Puerto Rico

Alaska

Indiana

Nebraska

Rhode Island

Arizona

Iowa

Nevada

South Carolina

Arkansas

Kansas

New Hampshire

South Dakota

California

Kentucky

New Jersey

Tennessee

Colorado

Louisiana

New Mexico

Texas

Connecticut

Maine

New York

Utah

Delaware

Maryland

North Carolina

Vermont

Dist. of Columbia

Massachusetts

North Dakota

Virginia

Florida

Michigan

Ohio

Washington

Georgia

Minnesota

Oklahoma

West Virginia

Hawaii

Mississippi

Oregon

Wisconsin

Idaho

Missouri

Pennsylvania

Wyoming

CANADA    

Alberta

Northwest Territories

Québec

British Columbia

Nova Scotia

Saskatchewan

Manitoba

Nunavut

Yukon

New Brunswick

Ontario

 

Newfoundland & Labrador

Prince Edward Island